AIMA

The Alternative Investment Management Association

Alternative Investment Management Association

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Markets Regulation

AIMA’s Markets Regulation team has responsibility for issues which concern the operation of, and trading on, the global financial markets on which hedge fund managers are active. We cover, therefore, a wide range of matters including short selling, derivatives reforms, cross border resolution, market abuse, secondary markets transparency and capital requirements for financial institutions.

The Markets Regulation team is headed by Adam Jacobs and consists of Wesley Lund (Associate Director) and Oliver Robinson (Regulatory Analyst). The team reports to Jiri Krol as Director of Government & Regulatory Affairs at AIMA.

Recent AIMA Markets Regulation Material

  1. Interpretation of the German HFT law - AIMA Response - BaFIN

    17 May 2013

    Germany

  2. Repeal of Segregation Interpretation 10-1 for Futures and Options Transactions - AIMA Response - CFTC

    09 May 2013

    USA

  3. German HFT Act - AIMA Summary - BaFIN

    05 April 2013

  4. Recommendations regarding the protection of client assets - AIMA Response - IOSCO

    25 March 2013

  5. Margin requirements for non-centrally cleared derivatives - AIMA Response - IOSCO & BCBS

    15 March 2013

  6. Review of the SSR - AIMA-MFA Joint Response - ESMA

    15 March 2013

  7. Capital, Margin, and Segregation Requirements - AIMA Response - SEC

    22 February 2013

    USA

  8. Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations - AIMA Response - CFTC

    15 February 2013

    USA

  9. Recommendations regarding the Protection of Client Assets - AIMA Summary - IOSCO

    12 February 2013

  10. Emergency Measures Under the EU Short Selling Regulation - AIMA Response - ESMA

    08 February 2013

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Sub Menu

  1. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
      2. UCITS
        1. ETFs and Structured UCITS
      3. Venture Capital
      4. MiFID / MiFIR
    2. US Hedge Fund Adviser Regulations
      1. Registration and Reporting
      2. Incentive-Based Compensation
      3. JOBS Act
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
    6. Supervision
      1. UK regulatory reform
      2. European Supervisory Authorities
      3. US Self-Regulatory Organisations
    7. Remuneration
      1. UK
      2. US
      3. CRD IV and CRR
      4. AIFMD
      5. MiFID
    8. Shadow Banking
    9. Volcker Rule
    10. Other
  2. Markets Regulation
    1. Bank/Capital Regulation
      1. Capital Requirements Directive
    2. Derivatives/Clearing
      1. EMIR
        1. EMIR Level 1
        2. EMIR Level 2
        3. EMIR UK Implementation
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Dodd-Frank Act Title VII
      5. Hong Kong
      6. IOSCO
      7. Singapore
    3. High Frequency Trading
      1. ESMA Guidelines
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
      6. Germany
    4. Insurance Regulation
      1. Solvency II
    5. Market Abuse
      1. MAD / MAR
      2. Indices as Benchmarks
    6. Position Limits
      1. MiFID / MiFIR
      2. CFTC Position Limits
    7. Resolution of Financial Institutions
      1. CPSS-IOSCO
      2. Financial Stability Board
      3. Europe
      4. UK
      5. USA
    8. Short Selling
      1. EU Short Selling Regulation
        1. SSR Docs
          1. SSR Level 1 - Consultations, legislative process and releated AIMA documents
          2. SSR Level 2 consultations, legislative process and related AIMA documents
          3. SSR Review
      2. Hong Kong Short Selling Regulation
      3. US Short Selling Regulation
      4. Short Selling Bans
    9. Securities Settlement
    10. Trading
      1. MiFID / MiFIR
        1. MiFIDII MiFIR Level 1 Consultations, legislative process and related AIMA documents
      2. Dodd-Frank Act
  3. Tax Affairs
    1. EU Savings Directive
    2. FAIFs and FINROFs
    3. FATCA
    4. FIN 48 and IAS 12
    5. Financial Transaction Tax
    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
  4. Search
  5. Resources
    1. Noticeboard
      1. Bribery Act
      2. Client Assets Regime
      3. Conflicts of Interest - UK
      4. Dodd-Frank Act - Fund Manager Registration and Reporting
      5. Dodd-Frank Act - Swaps and OTC Derivatives
      6. Dodd-Frank Act - Volcker Rule
      7. EMIR - Regulation on OTC Derivatives, CCPs and Trade Repositories
      8. EU Directive on Alternative Investment Fund Managers
      9. EU Directive on Alternative Investment Fund Managers - Level II
      10. EU Short Selling Regulation
      11. FATCA
      12. FTT
      13. FSA Remuneration Code
      14. General
      15. MADII / MAR - Market Abuse Directive
      16. MiFIDII / MiFIR - Markets in Financial Instruments Directive
      17. Other Tax Issues
      18. Securities Law Directive
      19. Shadow Banking
      20. Singapore Asset Management Regime
      21. Solvency II
      22. Swiss Collective Investment Schemes Act
      23. UCITS and ETFs
      24. UK Stewardship Code
      25. US Short Selling Regime
    2. Guidance Notes
    3. Quarterly Regulatory Update
 
Sponsoring members of AIMA
  • CME Group
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  • Man Investments
  • Permal
  • SEI
  • Simmons & Simmons